\chapter [Proton emission following nuclear muon capture - The AlCap experiment] {Proton emission following \\nuclear muon capture \\and the AlCap experiment} \label{cha:alcap_phys} \thispagestyle{empty} As mentioned earlier, the emission rate of protons following nuclear muon capture on aluminium is of interest to the COMET Phase-I since protons can cause a very high hit rate on the proposed cylindrical drift chamber. Another \mueconv experiment, namely Mu2e at Fermilab, which aims at a similar goal sensitivity as that of the COMET, also shares the same interest on proton emission. Therefore, a joint COMET-Mu2e project was formed to carry out the measurement of proton, and other charged particles, emission. The experiment, so-called AlCap, has been proposed and approved to be carried out at PSI in 2013~\cite{AlCap.2013}. In addition to proton, the AlCap experiment will also measure: \begin{itemize} \item neutrons, because they can cause backgrounds on other detectors and damage the front-end electronics; and \item photons, since they provide ways to normalise number of stopped muons in the stopping target. \end{itemize} The emission of particles following muon capture in nuclei %Historically, the emission of protons, as well as other particles, has has been studied thoroughly for several nuclei in the context of ``intermediate energy nuclear physics'' where it is postulated that the weak interaction is well understood and muons are used as an additional probe to investigate the nuclear structure~\cite{Singer.1974, Measday.2001}. Unfortunately, the proton emission rate for aluminium in the energy range of interest is not available. This chapter reviews the current knowledge on emission of particles with emphasis on proton. %theoretically and experimentally, hence serves as the motivation for the AlCap %experiment. \begin{comment} \begin{itemize} %\item Motivation: why looked for protons in COMET, what is the status in %theory and experiment %\begin{itemize} %\item COMET Phase-I need %\item lack of experimental data %\item addition to protons: neutrons and photons %\end{itemize} \item Atomic capture of muon \begin{itemize} \item formation of the muonic atom \end{itemize} \item Nuclear muon capture \begin{itemize} \item physics: capture on proton \item energy \item de-excitation modes: mostly neutrons, other may occur \end{itemize} \item Charged particles/protons \begin{itemize} \item general \item alpha, protons \item \end{itemize} \item Plan and goals of the AlCap experiment \end{itemize} \end{comment} \section{Atomic capture of the negative muon} \label{sec:atomic_capture_of_the_negative_muon} Theoretically, the capturing process can be described in the following stages~\cite{FermiTeller.1947, WuWilets.1969}: \begin{enumerate} \item High to low (a few \si{\kilo\electronvolt}) energy: the muon velocity are greater than the velocity of the valence electrons of the atom. Slowing down process is similar to that of fast heavy charged particles. It takes about \sn{}{-9} to \sn{}{-10} \si{\second}~to slow down from a relativistic \sn{}{8}~\si{\electronvolt}~energy to 2000~\si{\electronvolt}~in condensed matter, and about 1000 times as long in air. \item Low energy to rest: in this phase, the muon velocity is less than that of the valence electrons, the muon is considered to be moving inside a degenerate electron gas. The muon rapidly comes to a stop either in condensed matters ($\sim$\sn{}{-13}~\si{\second}) or in gases ($\sim$\sn{}{-9} \si{\second}). \item Atomic capture: the muon has no kinetic energy, it is captured by the host atom into one of high orbital states, forming a muonic atom. The distribution of initial states is not well known. The details depend on whether the material is a solid or gas, insulator or material \item Electromagnetic cascade: since all muonic states are unoccupied, the muon cascades down to states of low energy. The transition is accompanied by the emission of Auger electrons or characteristic X-rays, or excitation of the nucleus. The time taken for the muon to enter the lowest possible state, 1S, from the instant of its atomic capture is $\sim$\sn{}{-14}\si{\second}. \item Muon disappearance: after reaching the 1S state, the muons either decays with a half-life of \sn{2.2}{-6}~\si{\second}~or gets captured by the nucleus. In hydrogen, the capture to decay probability ratio is about \sn{4}{-4}. Around $Z=11$, the capture probability is roughly equal to the decay probability. In heavy nuclei ($Z\sim50$), the ratio of capture to decay probabilities is about 25. The K-shell muon will be $m_\mu/m_e \simeq 207$ times nearer the nucleus than a K-shell electron. The close proximity of the K-shell muon in the Coulomb field of a nuclear, together with its weak interaction with the nucleus, allows the muon to spend a significant fraction of time (\sn{}{-7} -- \sn{}{-6} \si{\second}) within the nucleus, serving as an ideal probe for the distribution of nuclear charge and nuclear moments. \end{enumerate} % section atomic_capture_of_the_negative_muon (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \section{Nuclear capture of the negative muon} \label{sec:nuclear_muon_capture} The nuclear capture process is written as: \begin{equation} \mu^- + A(N, Z) \rightarrow A(N, Z-1) + \nu_\mu \label{eq:mucap_general} \end{equation} The resulting nucleus can be either in its ground state or in an excited state. The reaction is manifestation of the elementary ordinary muon capture on the proton: \begin{equation} \mu^- + p \rightarrow n + \nu_\mu \label{eq:mucap_proton} \end{equation} If the resulting nucleus at is in an excited state, it could cascade to lower states by emitting light particles and leaving a residual heavy nucleus. The light particles are mostly neutrons and (or) photons. Neutrons can also be directly knocked out of the nucleus via the reaction~\eqref{eq:mucap_proton}. Charged particles are emitted with probabilities of a few percent, and are mainly protons, deuterons and alphas have been observed in still smaller probabilities. Because of the central interest on proton emission, it is covered in a separated section. \subsection{Muon capture on the proton} \label{sub:muon_capture_on_proton} %It is theoretically %very important in understanding the structure of the Lagrangian for the %strangeness-preserving semileptonic weak interaction. But it is also the %hardest one experimentally. The first reason is the rate is small ($\sim$460 %\reciprocal\second) compares to the decay rate %($\sim$\sn{455}{3}~\reciprocal\second)~\cite{Measday.2001}. Secondly, the %$\mu p$ atom is quite active, so it is likely to form muonic molecules like %$p\mu p$, $p\mu d$ and $p\mu t$, which complicate the study of weak %interaction. The underlying interaction in proton capture in Equation~\eqref{eq:mucap_proton} at nucleon level and quark level are depicted in the Figure~\ref{fig:feyn_protoncap}. The flow of time is from the left to the right hand side, as an incoming muon and an up quark exchange a virtual $W$ boson to produce a muon neutrino and a down quark, hence a proton transforms to a neutron. \begin{figure}[htb] \centering \includegraphics[width=0.4\textwidth]{figs/mucap_proton} \hspace{10mm} \includegraphics[width=0.4\textwidth]{figs/mucap_quark} \caption{A tree-level Feynman diagram of muon capture on the proton, at the nucleon-level (left), and at the quark-level (right).} \label{fig:feyn_protoncap} \end{figure} The four-momentum transfer in the interaction is fixed at $q^2 = (q_n - q_p)^2 = -0.88m_\mu^2 \ll m_W^2$. The smallness of the momentum transfer in comparison to the $W$ boson's mass makes it possible to treat the interaction as a four-fermion interaction with Lorentz-invariant transition amplitude: \begin{equation} \mathcal{M} = \frac{G_F V_{ud}}{\sqrt{2}}J^\alpha j_\alpha \label{eq:4fermion_trans_amp} \end{equation} where $J$ is the nucleon current $p\rightarrow n$, and $j$ is the lepton current $\mu \rightarrow \nu_\mu$, $G_F$ is the Fermi coupling constant, and $V_{ud}$ is the matrix element of the Cabibbo-Kobayashi-Maskawa (CKM) matrix. The lepton current is expressed as a purely $V-A$ coupling of lepton states: \begin{equation} j_\alpha = i\bar{\psi}_\nu \gamma_\alpha (1 - \gamma_5) \psi_\mu \label{eq:weakcurrent_lepton} \end{equation} The weak current of individual quarks is similar to that of leptons with the only modification is an appropriate element of the CKM matrix ($V_{ud}$, which is factored out in Eq.~\eqref{eq:4fermion_trans_amp}): \begin{equation} J^\alpha = i\bar{\psi}_d (1 - \gamma_5) \psi_u \label{eq:weakcurrent_ud} \end{equation} If the nucleon were point-like, the nucleon current would have the same form as in Eq.~\eqref{eq:weakcurrent_ud} with suitable wavefunctions of the proton and neutron. But that is not the case, in order to account for the complication of the nucleon, the current must be modified by six real form factors $g_i(q^2), i = V, M, S, A, T, P$: \begin{align} J_\alpha &= i\bar{\psi}_n(V^\alpha - A^\alpha)\psi_p,\\ V^\alpha &= g_V (q^2) \gamma^\alpha + i \frac{g_M(q^2)}{2m_N} \sigma^{\alpha\beta} q_\beta + g_S(q^2)q^\alpha,\\ A^\alpha &= g_A(q^2)\gamma^\alpha \gamma_5 + ig_T(q^2) \sigma^{\alpha\beta} q_\beta\gamma_5 + \frac{g_P(q^2)}{m_\mu}\gamma_5 q^\alpha, \end{align} where the $V^\alpha$ and $A^\alpha$ are the vector and axial currents, $m_\mu$ and $m_N$ are the muon and nucleon mass, respectively. The scaling by the muon and nucleon mass is by convention in Mukhopadhyay's review~\cite{Mukhopadhyay.1977}. Among the six form factors, the so-called second class currents, $g_T$ and $g_S$, vanish under the symmetry of G-parity, which is the product of charge conjugation and isospin rotation. Experimental limits for non-zero $g_T$ and $g_S$ are not very tight, but are negligible with respect to other uncertainties in muon capture~\cite{Measday.2001}. The vector form factor $g_V$, and the weak-magnetic form factor $g_M$ are equivalent to the electromagnetic form factors of the nucleon according the conserved vector current (CVC) hypothesis. The values of these couplings are determined from elastic electron-nucleon scattering experiments, then extrapolated to the momentum transfer $q^2$. Using $\mu - e$ universality, the axial form factor $g_A$ in this case is related to that of electron as: $(g_A/g_V)^\mu = (g_A/g_V)^e$ at zero momentum transfer. This equality has been checked using results from muon decay and beta decay experiments. The $q^2$-dependence of $g_A$ is deducted from neutrino scattering experiments. The pseudoscalar form factor $g_P$ is determined by measuring the capture rate of the process in Eq.~\eqref{eq:mucap_proton}. However, because of the smallness capture rate in comparison to muon decay rate, and other complications due to muonic molecules $p\mu p$, $d\mu p$ and $t\mu p$, $g_P$ is the least well-defined form factor. Only recently, it is measured with a reasonable precision~\cite{AndreevBanks.etal.2013a}. The values of the six form factors at $q^2 = -0.88m^2_\mu$ are listed in Table~\ref{tab:formfactors}. \begin{table}[htb] \begin{center} \begin{tabular}{l l l} \toprule \textbf{Form factor} & \textbf{Value at $-0.88m^2_\mu$}\\ \midrule $g_S$ & $0$\\ $g_T$ & $0$\\ $g_V$ & $0.976 \pm 0.001$\\ $g_M$ & $3.583 \pm 0.003$\\ $g_A$ & $1.247 \pm 0.004$\\ $g_P$ & $8.06 \pm 0.55$\\ \bottomrule \end{tabular} \end{center} \caption{Values of the weak form factors of the nucleon at $q^2 = -0.88m^2_\mu$} \label{tab:formfactors} \end{table} %\hl{Radiative capture} % subsection muon_capture_on_proton (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \subsection{Total capture rate} \label{sub:total_capture_rate} The captured muon at the 1S state has only two choices, either to decay or to be captured on the nucleus. Thus, the total capture rate for negative muon, $\Lambda_t$ is given by: \begin{equation} \Lambda_t = \Lambda_c + Q \Lambda_d \label{eq:mu_total_capture_rate} \end{equation} where $\Lambda_c$ and $\Lambda_d$ are partial capture rate and decay rate, respectively, and $Q$ is the Huff factor, which is corrects for the fact that muon decay rate in a bound state is reduced because of the binding energy reduces the available energy. %The total capture rates for several selected %elements are compiled by Measday~\cite{Measday.2001}, %and reproduced in %Table~\ref{tab:total_capture_rate}. %\begin{table}[htb] %\begin{center} %\begin{tabular}{l l r@{.}l r@{.}l@{$\pm$}l l} %\toprule %\textbf{$Z$ ($Z_{\textrm{eff}}$)} & %\textbf{Element} & %\multicolumn{2}{l}{\textbf{Mean lifetime}} & %\multicolumn{3}{l}{\textbf{Capture rate}} & %\textbf{Huff factor}\\ %& & %\multicolumn{2}{c}{\textbf{(\nano\second)}} & %\multicolumn{3}{l}{\textbf{$\times 10^3$ (\reciprocal\second)}} &\\ %\midrule %1 (1.00) & $^1$H & 2194&90 $\pm$0.07 & 0&450 &0.020 & 1.00\\ %& $^2$H & 2194&53 $\pm$0.11 & 0&470 &0.029 & \\ %2 (1.98) & $^3$He & 2186&70 $\pm$0.10 & 2&15 &0.020 & 1.00\\ %& $^4$He & 2195&31 $\pm$0.05 & 0&470&0.029 & \\ %\bottomrule %\end{tabular} %\end{center} %\caption{Total capture rate of the muon in nuclei for several selected %elements, compiled by Measday~\cite{Measday.2001}} %\label{tab:total_capture_rate} %\end{table} Theoretically, it is assumed that the muon capture rate on a proton of the nucleus depends only on the overlap of the muon with the nucleus. For light nuclei where the point nucleus concept is applicable, there are $Z$ protons and the radius of the muon orbital decreases as $Z^{-1}$, the probability of finding the muon at the radius increases as $Z^3$, therefore the capture rate increases as $Z^4$. Because the muon radius soon becomes comparable to that of the nucleus, corrections are needed, so $Z_{\textrm{eff}}$ is used instead of $Z$. The effect of the nucleus for higher $Z$ is more profound, there is no theoretical model that provides a satisfied explanation for all experimental data. One simple formula from Primakoff gives a reasonable, and of course not perfect, description of the existing data~\cite{Measday.2001}: \begin{equation} \Lambda_c(A,Z) = Z^4_{\textrm{eff}} X_1 \left[1 - X_2\left(\frac{A-Z}{2A}\right)\right] \label{eq:primakoff_capture_rate} \end{equation} where $X_1 =$ \SI{170}{\second^{-1}}~is the muon capture rate for hydrogen, but reduced because a smaller phase-space in the nuclear muon capture compares to that of a nucleon; and $X_2 = 3.125$ takes into account the fact that it is harder for protons to transforms into neutrons due to the Pauli exclusion principle in heavy nuclei where there are more neutrons than protons. % subsection total_capture_rate (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \subsection{Neutron emission} \label{sub:neutron_emission} The average number of neutrons emitted per muon capture generally increases with $Z$, but there are large deviations from the trend due to particular nuclear structure effects. The trend is shown in Table~\ref{tab:avg_neutron} and can be expressed by a simple empirical function $n_{avg} = (0.3 \pm 0.02)A^{1/3}$~\cite{Singer.1974}. \begin{table}[htb] \begin{center} \begin{tabular}{c c} \toprule \textbf{Elements} & \textbf{Average number of }\\ & \textbf{neutrons per capture}\\ \midrule Al & 1.262 $\pm$ 0.059\\ Si & 0.864 $\pm$ 0.072\\ Ca & 0.746 $\pm$ 0.032\\ Fe & 1.125 $\pm$ 0.041\\ Ag & 1.615 $\pm$ 0.060\\ I & 1.436 $\pm$ 0.056\\ Au & 1.662 $\pm$ 0.044\\ Pb & 1.709 $\pm$ 0.066\\ \bottomrule \end{tabular} \end{center} \caption{Average number of neutrons emitted per muon capture compiled by Measday~\cite{Measday.2001}} \label{tab:avg_neutron} \end{table} The neutron emission can be explained by several mechanisms: \begin{enumerate} \item Direct emission follows reaction~\eqref{eq:mucap_proton}: these neutrons have fairly high energy, from a few \si{\mega\electronvolt}~to as high as 40--50 \si{\mega\electronvolt}. \item Indirect emission through an intermediate compound nucleus: the energy transferred to the neutron in the process~\eqref{eq:mucap_proton} is 5.2 \si{\mega\electronvolt} if the initial proton is at rest, in nuclear environment, protons have a finite momentum distribution, therefore the mean excitation energy of the daughter nucleus is around 15 to 20 \si{\mega\electronvolt}~\cite{Mukhopadhyay.1977}. This is above the nucleon emission threshold in all complex nuclei, thus the daughter nucleus can de-excite by emitting one or more neutrons. In some actinide nuclei, that excitation energy might trigger fission reactions. The energy of indirect neutrons are mainly in the lower range $E_n \le 10$ \si{\mega\electronvolt} with characteristically exponential shape of evaporation process. On top of that are prominent lines might appear where giant resonances occur. \end{enumerate} Experimental measurement of neutron energy spectrum is technically hard, and it is difficult to interpret the results. Due to these difficulties, only a few energy spectrum measurements were made, none of them covers the full energy range and mostly at high energy region~\cite{Measday.2001}. % subsection neutron_emission_after_muon_capture (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \section[Proton emission] {Proton emission} \label{sec:proton_emission} \subsection{Experimental status} \label{sub:experimental_status} The measurement of charged particle emission is quite difficult and some early measurements with nuclear emulsion are still the best available data. There are two reasons for that: \begin{enumerate} \item The emission rate is small: the de-excitation of the nucleus through charged particle is possible, but occurs at very low rate compares to neutron emission. The rate is about 15\% for light nuclei and reduces to a few percent for medium and heavy nuclei. \item The charged particles are short ranged: the emitted protons, deuterons and alphas are typically low energy (2--20~\mega\electronvolt). But a relatively thick target is normally needed in order to achieve a reasonable muon stopping rate and charged particle statistics. Therefore, emulsion technique is particularly powerful. \end{enumerate} The first study was done by Morigana and Fry~\cite{MorinagaFry.1953} where 24,000 muon tracks were stopped in their nuclear emulsion which contains silver, bromine, and other light elements, mainly nitrogen, carbon, hydrogen and oxygen. The authors identified a capture on a light element as it would leave a recoil track of the nucleus. They found that for silver bromide AgBr, $(2.2 \pm 0.2)\%$ of the captures produced protons and $(0.5 \pm 0.1)\%$ produced alphas. For light elements, the emission rate for proton and alpha are respectively $(9.5 \pm 1.1)\%$ and $(3.4 \pm 0.7)\%$. Subsequently, Kotelchuk and Tyler~\cite{KotelchuckTyler.1968} had a result which was about 3 times more statistics and in fair agreement with Morigana and Fry (Figure~\ref{fig:kotelchuk_proton_spectrum}) \begin{figure}[htb] \centering \includegraphics[width=0.65\textwidth]{figs/kotelchuk_proton_spectrum} \caption{Early proton spectrum after muon capture in silver bromide AgBr recorded using nuclear emulsion. Image is taken from Ref.~\cite{KotelchuckTyler.1968}} \label{fig:kotelchuk_proton_spectrum} \end{figure} Protons with higher energy are technically easier to measure, but because of the much lower rate, they can only be studied at meson facilities. Krane and colleagues~\cite{KraneSharma.etal.1979} measured proton emission from aluminium, copper and lead in the energy range above 40 \mega\electronvolt~and found a consistent exponential shape in all targets. The integrated yields above 40 \mega\electronvolt~are in the \sn{}{-4}--\sn{}{-3} range (see Table~\ref{tab:krane_proton_rate}), a minor contribution to total proton emission rate. \begin{table}[htb] \begin{center} \begin{tabular}{c c r@{$\pm$}l@{$\times$}r} \toprule \textbf{Target} & \textbf{Exponential constant}& \multicolumn{3}{c}{\textbf{Integrated yield}}\\ & \textbf{$E_0$ (MeV)} & \multicolumn{3}{c}{\textbf{$E_p\ge 40$ MeV}}\\ \midrule Al & $7.5 \pm 0.4$ & (1.38&0.09)&\sn{}{-3}\\ Cu & $8.3 \pm 0.5$ & (1.96&0.12)&\sn{}{-3}\\ Pb & $9.9 \pm 1.1$ & (0.171&0.028)&\sn{}{-3}\\ \bottomrule \end{tabular} \end{center} \caption{Proton integrated yields and exponential constants measured by Krane et al.~\cite{KraneSharma.etal.1979}. The yields are assumed to be proportional to exp($-E/E_0$).} \label{tab:krane_proton_rate} \end{table} Their result on aluminium, the only experimental data existing for this target, is shown in Figure~\ref{fig:krane_proton_spec} in comparison with spectra from neighbouring elements, namely silicon measured by Budyashov et al.~\cite{BudyashovZinov.etal.1971} and magnesium measured Balandin et al.~\cite{BalandinGrebenyuk.etal.1978}. The authors noted aluminium data and silicon data are in reasonable agreement both in the yield and the energy dependence, while magnesium data shows significant drop in intensity. They then suggested the possibility of an interesting nuclear structure dependency that might be at work in this mass range. \begin{figure}[htb] \centering \includegraphics[width=0.65\textwidth]{figs/krane_proton_spec} \caption{Yield of charged particles following muon capture in aluminium target (closed circle) in the energy range above 40 MeV and an exponential fit. The open squares are silicon data from Budyashov et al.~\cite{BudyashovZinov.etal.1971}, the open triangles are magnesium data from Balandin et al.~\cite{BalandinGrebenyuk.etal.1978}.} \label{fig:krane_proton_spec} \end{figure} The aforementioned difficulties in charged particle measurements could be solved using an active target, just like nuclear emulsion. Sobottka and Wills~\cite{SobottkaWills.1968} took this approach when using a Si(Li) detector to stop muons. They obtained a spectrum of charged particles up to 26 \mega\electronvolt~in Figure~\ref{fig:sobottka_spec}. The peak below 1.4 \mega\electronvolt~is due to the recoiling $^{27}$Al. The higher energy events including protons, deuterons and alphas constitute $(15\pm 2)\%$ of capture events, which is consistent with a rate of $(12.9\pm1.4)\%$ from gelatine observed by Morigana and Fry. This part has an exponential decay shape with a decay constant of 4.6 \mega\electronvolt. Measday noted~\cite{Measday.2001} the fractions of events in the 26--32 \mega\electronvolt~range being 0.3\%, and above 32 \mega\electronvolt~range being 0.15\%. This figure is in agreement with the integrated yield above 40 \mega\electronvolt~from Krane et al. In principle, the active target technique could be applied to other material such as germanium, sodium iodine, caesium iodine, and other scintillation materials. The weak point of this method is that there is no particle identification like in nuclear emulsion, the best one can achieve after all corrections is a sum of all charged particles. It should be noted here deuterons can contribute significantly, Budyashov et al.~\cite{BudyashovZinov.etal.1971} found deuteron components to be $(34\pm2)\%$ of the charged particle yield above 18 \mega\electronvolt~in silicon, and $(17\pm4)\%$ in copper. \begin{figure}[htb] \centering \includegraphics[width=0.75\textwidth]{figs/sobottka_spec} \caption{Charged particle spectrum from muon capture in a silicon detector, image taken from Sobottka and Wills~\cite{SobottkaWills.1968}.} \label{fig:sobottka_spec} \end{figure} Another technique had been used to study proton emission is the activation method where the residual nucleus is identified by its radioactivity. This method can provide the rate of charged particles emission by adding up the figures from all channels such as $(\mu^-,\nu p)$, $(\mu^-,\nu p(xn))$, $(\mu^-, \nu \alpha)$, $(\mu^-, \nu \alpha(xn))$. The number of elements that can be studied using this method is limited by several requirements: (a) mono-isotopic element is preferable; (b) the radioactive daughter should emit gamma-rays with a reasonable half-life; (c) the $(\mu^-,\nu xn)$ reactions should lead to either stable daughters, or daughters with very short half-lives. The last condition is important in ensuring the dominating neutron emission processes do not interfere with counting of the much less frequent proton emission reactions. Vil'gel'mova et al.~\cite{VilgelmovaEvseev.etal.1971} found the single proton (unaccompanied by any neutron) emission rates in the $^{28}\textrm{Si}(\mu^-,\nu p)^{27}\textrm{Mg}$ and $^{39}\textrm{K}(\mu^-,\nu p)^{38}\textrm{Cl}$ reactions are $(5.3 \pm 1.0)$\% and $(3.2 \pm 0.6)$\%, respectively. Singer~\cite{Singer.1974} compared the figure for silicon and the result from active target measurement and found that the reaction $^{28}\textrm{Si}(\mu^-,\nu pn)^{26}\textrm{Mg}$ could occur at a similar rate to that of the $^{28}\textrm{Si}(\mu^-,\nu p)^{27}\textrm{Mg}$. That also indicates that the deuterons and alphas might constitute a fair amount in the spectrum in Figure~\ref{fig:sobottka_spec}. Wyttenbach et al.~\cite{WyttenbachBaertschi.etal.1978} studied $(\mu^-,\nu p)$, $(\mu^-,\nu pn)$, $(\mu^-,\nu p2n)$, $(\mu^-,\nu p3n)$ and $(\mu^-,\nu\alpha)$ in a wide range of 18 elements from sodium to bismuth.Their results plotted against the Coulomb barrier for the outgoing protons are given in Figure~\ref{fig:wyttenbach_rate_1p}, ~\ref{fig:wyttenbach_rate_23p}. The classical Coulomb barrier $V$ they used are given by: \begin{equation} V = \frac{zZe^2}{r_0A^{\frac{1}{3}} + \rho}, \label{eqn:classical_coulomb_barrier} \end{equation} where $z$ and $Z$ are the charges of the outgoing particle and of the residual nucleus, values $r_0 = 1.35 \textrm{ fm}$, and $\rho = 0 \textrm{ fm}$ for protons were taken. \begin{figure}[htb] \centering \includegraphics[width=0.85\textwidth]{figs/wyttenbach_rate_1p} \caption{Activation results from Wyttenbach et al.~\cite{WyttenbachBaertschi.etal.1978} for the $(\mu^-,\nu p)$ and $(\mu^-,\nu pn)$ reactions.} \label{fig:wyttenbach_rate_1p} \end{figure} \begin{figure}[htb] \centering \includegraphics[width=0.85\textwidth]{figs/wyttenbach_rate_23p} \caption{Activation results from Wyttenbach et al.~\cite{WyttenbachBaertschi.etal.1978} for the $(\mu^-,\nu p2n)$ and $(\mu^-,\nu p3n)$ reactions.} \label{fig:wyttenbach_rate_23p} \end{figure} Wyttenbach et al.\ saw that the cross section of each reaction decreases exponentially with increasing Coulomb barrier. The decay constant for all $(\mu^-,\nu pxn)$ is about 1.5 per \mega\electronvolt~of Coulomb barrier. They also commented a ratio for different de-excitation channels: \begin{equation} (\mu^-,\nu p):(\mu^-,\nu pn):(\mu^-,\nu p2n):(\mu^-,\nu p3n) = 1:6:4:4, \label{eqn:wyttenbach_ratio} \end{equation} The authors compared their results with many preceded works and rejected the results from Vil'gel'mova et al.~\cite{VilgelmovaEvseev.etal.1971} as being too high, but Measday~\cite{Measday.2001} noted it it is not necessarily true since there has been suggestion from other experiments that $(\mu^-, \nu p)$ reactions might become more important for light nuclei. Measday also commented that the ratio~\eqref{eqn:wyttenbach_ratio} holds over a broad range of mass, but below $A=40$ the $(\mu^-,\nu p)$ reaction can vary significantly from nucleus to nucleus. % subsection experimental_status (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \subsection{Theoretical models} \label{sub:theoretical_models} The first attempt to explain the result of Morigana and Fry was done by Ishii~\cite{Ishii.1959}. He assumed a two-step scenario: firstly a compound nucleus is formed, and then it releases energy by statistical emission of various particles. Three models for momentum distribution of protons in the nucleus were used: (I) the Chew-Goldberger distribution $\rho(p) \sim A/(B^2 + p^2)^2$; (II) Fermi gas at zero temperature; and (III) Fermi gas at a finite temperature ($kT = 9$ \mega\electronvolt). A very good agreement with the experimental result for the alpha emission was obtained with distribution (III), both in the absolute percentage and the energy distribution (curve (III) in the left hand side of Figure~\ref{fig:ishii_cal_result}). However, the calculated emission of protons at the same temperature falls short by about 10 times compares to the data. The author also found that the distribution (I) is unlikely to be suitable for proton emission, and using that distribution for alpha emission resulted in a rate 15 times larger than observed. \begin{figure}[htb] \centering \includegraphics[width=.49\textwidth]{figs/ishii_cal_alpha} %\hspace{10mm} \includegraphics[width=.49\textwidth]{figs/ishii_cal_proton} \caption{Alpha spectrum (left) and proton spectrum (right) from Ishii's calculation~\cite{Ishii.1959} in comparison with experimental data from Morigana and Fry. Image is taken from Ishii's paper.} \label{fig:ishii_cal_result} \end{figure} Singer~\cite{Singer.1974} noted that by assuming a reduced effective mass for the nucleon, the average excitation energy will increase, but the proton emission rate does not significantly improve and still could not explain the large discrepancy. He concluded that the evaporation mechanism can account for only a small fraction of emitted protons. Moreover, the high energy protons of 25--50 \mega\electronvolt~cannot be explained by the evaporation mechanism. He and Lifshitz~\cite{LifshitzSinger.1978, LifshitzSinger.1980} proposed two major corrections to Ishii's model: \begin{enumerate} \item A new description of the nucleon momentum in the nucleus with more high momentum components. This helps explaining the high momentum part of the proton spectrum. \item Pre-equilibrium emission of proton is included: both pre-equilibrium and statistical emission were taken into account. The equilibrium state is achieved through a series of intermediate states, and at each state there is possibility for particles to escape from the nucleus. \end{enumerate} With these improvements, the calculated proton spectrum agreed reasonably with data from Morigana and Fry in the energy range $E_p \le 30$ \mega\electronvolt. Lifshitz and Singer noted the pre-equilibrium emission is more important for heavy nuclei. Its contribution in light nuclei is about a few percent, increasing to several tens of percent for $10028 \pm 4$ & (70) & 7.5 for $T>40$ MeV \\ $^{28}_{14}$Si & 144 & $150\pm30$ & & 3.1 and 0.34 $d$ for $T>18$ MeV \\ $^{31}_{15}$P & 35 & $>61\pm6$ & (91) & \\ $^{46}_{22}$Ti & & & & \\ $^{51}_{23}$V & 25 & $>20\pm1.8$ & (32) & \\ %item1\\ \bottomrule \end{tabular} \end{center} \caption{Calculated of the single proton emission rate and the inclusive proton emission rate. The experimental data are mostly from Wyttenbach et al.\cite{WyttenbachBaertschi.etal.1978}} \label{tab:lifshitzsinger_cal_proton_rate} \end{table} A generally good agreement between calculation and experiment can be seen from Table~\ref{tab:lifshitzsinger_cal_proton_rate}. The rate of $(\mu^-,\nu p)$ reactions for $^{28}\textrm{Al}$ and $^{39}\textrm{K}$ are found to be indeed higher than average, though not as high as Vil'gel'mora et al.~\cite{VilgelmovaEvseev.etal.1971} observed. For protons with higher energies in the range of 40--90 \mega\electronvolt~observed in the emulsion data as well as in later experiments~\cite{BudyashovZinov.etal.1971,BalandinGrebenyuk.etal.1978, KraneSharma.etal.1979}, Lifshitz and Singer~\cite{LifshitzSinger.1988} suggested another contribution from capturing on correlated two-nucleon cluster, an idea that had been proposed earlier by Singer~\cite{Singer.1961}. In this calculation, the authors considered the captures on cluster in which two nucleons interact with each other via meson exchange current. There is experimental evidence that the nuclear surface is reach in nucleon clusters, and it had been shown that the meson exchange current increases the total capture rate in deuterons by 6\%. The result of this model was a mix, it accounted well for Si, Mg and Pb data, but predicted rates about 4 times smaller in cases of Al and Cu, and about 10 times higher in case of AgBr (Table~\ref{tab:lifshitzsinger_cal_proton_rate_1988}). \begin{table}[htb] \begin{center} \begin{tabular}{l l c} \toprule \textbf{Nucleus} & \textbf{Exp.$\times 10^3$} & \textbf{MEC cal.$\times 10^3$}\\ \midrule Al & $1.38 \pm 0.09$ & 0.3\\ Si & $0.87 \pm 0.14$ & 0.5\\ Mg & $0.17 \pm 0.05$ & 0.2\\ Cu & $1.96 \pm 0.12$ & 0.5\\ AgBr & $(4.7 \pm 1.1)\times 10^{-2}$ & 0.4\\ Pb & $0.17 \pm 0.03$ & 0.3\\ \bottomrule \end{tabular} \end{center} \caption{Probability of proton emission with $E_p \ge 40$ \mega\electronvolt~as calculated by Lifshitz and Singer~\cite{LifshitzSinger.1988} in comparison with available data.} \label{tab:lifshitzsinger_cal_proton_rate_1988} \end{table} % subsection theoretical_models (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \subsection{Summary on proton emission from aluminium} \label{sub:summary_on_proton_emission_from_aluminium} There is no direct measurement of proton emission following muon capture in the relevant energy for the COMET Phase-I of 2.5--10 \mega\electronvolt: \begin{enumerate} \item Spectrum wise, only one energy spectrum (Figure~\ref{fig:krane_proton_spec}) for energies above 40 \mega\electronvolt~is available from Krane et al.~\cite{KraneSharma.etal.1979}, where an exponential decay shape with a decay constant of $7.5 \pm 0.4$~\mega\electronvolt. At low energy range, the best one can get is the charged particle spectrum, which includes protons, deuterons and alphas, from the neighbouring element silicon (Figure~\ref{fig:sobottka_spec}). This charged particle spectrum peaks around 2.5 \mega\electronvolt~and reduces exponentially with a decay constant of 4.6 \mega\electronvolt. \item The activation data from Wyttenbach et al.~\cite{WyttenbachBaertschi.etal.1978} only gives rate of $^{27}\textrm{Al}(\mu^-,\nu pn)^{25}\textrm{Na}$ reaction, and set a lower limit for proton emission rate at $(2.8 \pm 0.4)\%$ per muon capture. If the ratio~\eqref{eqn:wyttenbach_ratio} holds true for aluminium, then the inclusive proton rate would be $7\%$, higher than the calculated rate of $4\%$ by Lifshitz and Singer~\cite{LifshitzSinger.1980}. Both activation technique and inclusive rate calculation do not distinguish between different channels that give the same final state, such as between $^{27}\textrm{Al}(\mu^-,\nu pn)^{25}\textrm{Na}$ and $^{27}\textrm{Al}(\mu^-,\nu d)^{25}\textrm{Na}$ reactions. \end{enumerate} In short, the knowledge on proton emission from aluminium at low energy is limited. The rate estimation does not separate protons from deuterons, and experimentally, there is a lower limit of $(2.8\pm0.4)\%$ per muon capture. A spectrum shape at this energy range is not available. % subsection summary_on_proton_emission_from_aluminium (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% % section proton_emission (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \section{The AlCap experiment} \label{sec:the_alcap_experiment} \subsection{Motivation of the AlCap experiment} \label{sub:motivation_of_the_alcap_experiment} As mentioned, protons from muon capture on aluminium might cause a very high rate in the COMET Phase-I CDC. The detector is designed to accept particles with momenta in the range of 75--120 \mega\electronvolt\per\cc. Figure~\ref{fig:proton_impact_CDC} shows that protons with kinetic energies of 2.5--8 \mega\electronvolt~will hit the CDC. Such events are troublesome due to their large energy deposition. Deuterons and alphas at that momentum range is not of concern because they have lower kinetic energy and higher stopping power, thus are harder to escape the muon stopping target. \begin{figure}[htb] \centering \includegraphics[width=0.85\textwidth]{figs/proton_impact_CDC} \caption{Momentum-kinetic energy relation of protons, deuterons and alphas below 10\mega\electronvolt. Shaded area is the acceptance of the COMET Phase-I's CDC. Protons with energies in the range of 2.5--8 \mega\electronvolt~are in the acceptance of the CDC. Deuterons and alphas at low energies should be stopped inside the muon stopping target.} \label{fig:proton_impact_CDC} \end{figure} The COMET plans to introduce a thin, low-$Z$ proton absorber in between the target and the CDC to produce proton hit rate. The absorber will be effective in removing low energy protons. The high energy protons that are moderated by the absorber will fall into the acceptance range of the CDC, but because of the exponential decay shape of the proton spectrum, the hit rate caused by these protons should be affordable. The proton absorber solves the problem of hit rate, but it degrades the reconstructed momentum resolution. Therefore its thickness and geometry should be carefully designed. The limited information available makes it difficult to arrive at a conclusive detector design. The proton emission rate could be 4\% as calculated by Lifshitz and Singer~\cite{LifshitzSinger.1980}; or 7\% as estimated from the $(\mu^-,\nu pn)$ activation data and the ratio \eqref{eqn:wyttenbach_ratio}~\cite{WyttenbachBaertschi.etal.1978}; or as high as 15-20\% from silicon and neon. For the moment, design decisions in the COMET Phase-I are made based on conservative assumptions: emission rate of 15\% and an exponential decay shape are adopted follow the silicon data from Sobottka and Will ~\cite{SobottkaWills.1968}. The spectrum shape is fitted with an empirical function given by: \begin{equation} p(T) = A\left(1-\frac{T_{th}}{T}\right)^\alpha e^{-(T/T_0)}, \label{eqn:EH_pdf} \end{equation} where $T$ is the kinetic energy of the proton, and the fitted parameters are $A=0.105\textrm{ MeV}^{-1}$, $T_{th} = 1.4\textrm{ MeV}$, $\alpha = 1.328$ and $T_0 = 3.1\textrm{ MeV}$. The baseline design of the absorber is 1.0 \milli\meter~thick carbon-fibre-reinforced-polymer (CFRP) which contributes 195~\kilo\electronvolt\per\cc~to the momentum resolution. The absorber also down shifts the conversion peak by 0.7 \mega\electronvolt. This is an issue as it pushes the signal closer to the DIO background region. For those reasons, a measurement of the rate and spectrum of proton emission after muon capture is required in order to optimise the CDC design. % subsection motivation_of_the_alcap_experiment (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \subsection{Experimental method for proton measurement} \label{sub:experimental_method} We planned to use a low energy, narrow momentum spread available at PSI to fight the aforementioned difficulties in measuring protons. The beam momentum is tunable from 28 to 45~\mega\electronvolt\ so that targets at different thickness from 25 to 100 \micro\meter\ can be studied. The $\pi$E1 beam line could provide about \sn{}{3} muons\per\second\ at 1\% momentum spread, and \sn{}{4} muons\per\second\ at 3\% momentum spread. With this tunable beam, the stopping distribution of the muons is well-defined. The principle of the particle identification used in the AlCap experiment is that for each species, the function describes the relationship between energy loss per unit length (dE/dx) and the particle energy E is uniquely defined. With a simple system of two detectors, dE/dx can be obtained by measuring energy deposit $\Delta$E in one detector of known thickness $\Delta$x, and E is the sum of energy deposit in both detector if the particle is fully stopped. In the AlCap, we realise the idea with a pair of silicon detectors: one thin detector of 65~\micron\ serves as the $\Delta$E counter, and one thick detector of 1500~\micron\ that can fully stop protons up to about 12~MeV. Since the $\Delta \textrm{d}=65$~\micron\ is known, the function relates dE/dx to E reduces to a function between $\Delta$E and E. Figure~\ref{fig:pid_sim} shows that the function of protons can be clearly distinguished from other charged particles in the energy range of interest. \begin{figure}[htbp] \centering \includegraphics[width=0.75\textwidth]{figs/pid_sim} \caption{Simulation study of PID using a pair of silicon detectors} \label{fig:pid_sim} \end{figure} The AlCap uses two pairs of detector with large area, placed symmetrically with respect to the target provide a mean to check for muon stopping distribution. The absolute number of stopped muons are inferred from the number of muonic X-rays recorded by a germanium detector. For aluminium, the $(2p-1s)$ line is at 346 \kilo\electronvolt. The acceptances of detectors will be assessed by detailed Monte Carlo study using Geant4. % subsection experimental_method (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \subsection{Goals and plan of the experiment} \label{sub:goals_of_the_experiment} Our experimental program is organised in three distinct work packages (WP), directed by different team leaders, given in parentheses. \begin{itemize} \item[WP1:] (Kammel (Seattle), Kuno(Osaka)) \textbf{Charged Particle Emission after Muon Capture.}\\ Protons emitted after nuclear muon capture in the stopping target dominate the single-hit rates in the tracking chambers for both the Mu2e and COMET Phase-I experiments. We plan to measure both the total rate and the energy spectrum to a precision of 5\% down to proton energies of 2.5 MeV. \item[WP2:] (Lynn(PNNL), Miller(BU)) \textbf{Gamma and X-ray Emission after Muon Capture.}\\ A Ge detector will be used to measure X-rays from the muonic atomic cascade, in order to provide the muon-capture normalization for WP1, and is essential for very thin stopping targets. It is also the primary method proposed for calibrating the number of muon stops in the Mu2e and COMET experiments. Two additional calibration techniques will also be explored; (1) detection of delayed gamma rays from nuclei activated during nuclear muon capture, and (2) measurement of the rate of photons produced in radiative muon decay. The first of these would use a Ge detector and the second a NaI detector. The NaI calorimeter will measure the rate of high energy photons from radiative muon capture (RMC), electrons from muon decays in orbit (DIO), and photons from radiative muon decay (RMD), as potential background sources for the conversion measurement. As these rates are expected to be extremely low near the conversion electron energy, only data at energies well below 100 MeV will be obtained. \item[WP3:] (Hungerford(UH), Winter(ANL)) \textbf{Neutron Emission after Muon Capture.}\\ Neutron rates and spectra after capture in Al and Ti are not well known. In particular, the low energy region below 10 MeV is important for determining backgrounds in the Mu2e/COMET detectors and veto counters as well as evaluating the radiation damage to electronic components. Carefully calibrated liquid scintillation detectors, employing neutron-gamma discrimination and spectrum unfolding techniques, will measure these spectra. The measurement will attempt to obtain spectra as low or lower than 1 MeV up to 10 MeV. \\ \end{itemize} WP1 is the most developed project in this program. Most of the associated apparatus has been built and optimized. We are ready to start this experiment in 2013, while preparing and completing test measurements and simulations to undertake WP2 and WP3. The measurement of proton has been carried out in November and December 2013, the details are described in following chapters. % subsection goals_of_the_experiment (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% % section the_alcap_experiment (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% % section nuclear_muon_capture (end) %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% % chapter alcap_phys (end)